-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Nef2i/n+WCl/Qaoq0moIB7ExETzG+cBstxdxvJiST1W8O30Wu1THYDLBayYi/RyQ PoLogGQ+Bo5GPtpNqGGTlg== 0000950135-02-000789.txt : 20020414 0000950135-02-000789.hdr.sgml : 20020414 ACCESSION NUMBER: 0000950135-02-000789 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20020214 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: TEXAS INDUSTRIES INC CENTRAL INDEX KEY: 0000097472 STANDARD INDUSTRIAL CLASSIFICATION: STEEL WORKS, BLAST FURNACES ROLLING MILLS (COKE OVENS) [3312] IRS NUMBER: 750832210 STATE OF INCORPORATION: DE FISCAL YEAR END: 0531 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-33469 FILM NUMBER: 02543575 BUSINESS ADDRESS: STREET 1: 1341 W MOCKINGBIRD LN STREET 2: STE 700W CITY: DALLAS STATE: TX ZIP: 75247-6913 BUSINESS PHONE: 9726476700 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: HIGH ROCK CAPITAL LLC CENTRAL INDEX KEY: 0001098763 IRS NUMBER: 043397165 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 28 STATE STREET STREET 2: 18TH FLOOR CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 6177475800 MAIL ADDRESS: STREET 1: 28 STATE STREET STREET 2: 18TH FLOOR CITY: HOUSTON STATE: TX ZIP: 02109 SC 13G/A 1 b41976tisc13ga.txt HIGH ROCK CAPITAL LLC UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Texas Industries, Inc. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, $1.00 par value - -------------------------------------------------------------------------------- (Title of Class of Securities) 882491103 - -------------------------------------------------------------------------------- (CUSIP Number) December 31, 2001 - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [X] Rule 13d-1(b) [ ] Rule 13d-1(c) [ ] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act, but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP NO. 882491103 13G PAGE 2 OF 6 PAGES - -------------------------------------------------------------------------------- 1 Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person High Rock Capital LLC 04-3397165 - -------------------------------------------------------------------------------- 2 Check the Appropriate Box if a Member of a Group* (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Citizenship or Place of Organization Delaware - -------------------------------------------------------------------------------- Number of 5 Sole Voting Power Shares -0- ----------------------------------------------------- Beneficially 6 Shared Voting Power -0- Owned by ----------------------------------------------------- 7 Sole Dispositive Power Each -0- ----------------------------------------------------- Reporting 8 Shared Dispositive Power Person With -0- - -------------------------------------------------------------------------------- 9 Aggregate Amount Beneficially Owned by Each Reporting Person 0 shares - -------------------------------------------------------------------------------- 10 Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares* [ ] - -------------------------------------------------------------------------------- 11 Percent of Class Represented by Amount in Row 9 0.0% - -------------------------------------------------------------------------------- 12 Type of Reporting Person* IA - -------------------------------------------------------------------------------- CUSIP NO. 882491103 13G PAGE 3 OF 6 PAGES - ------------------------------------------------------------------------------- Schedule 13G Item 1(a). Name of Issuer: Texas Industries, Inc. Item 1(b). Address of Issuer's Principal Executive Offices: 1341 West Mockingbird Lane, Suite 700W Dallas, TX 75247-6913 Item 2(a). Names of Persons Filing: High Rock Capital LLC ("HRC") Item 2(b). Address of Principal Business Office or, if None, Residence: The address of the principal business office of HRC is 28 State Street, 18th Floor, Boston, MA 02109. Item 2(c). Citizenship: HRC is a limited liability company organized under the laws of the state of Delaware. Item 2(d). Title of Class of Securities: Common Stock, $1.00 par value Item 2(e). CUSIP Number: 882491103 Item 3. If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a: (a) [_] Broker or dealer registered under Section 15 of the Securities Exchange Act of 1934 (the "Act"); (b) [_] Bank as defined in Section 3(a)(6) of the Act; (c) [_] Insurance company as defined in Section 3(a)(19) of the Act; (d) [_] Investment company registered under Section 8 of the Investment Company Act of 1940; (e) [X] An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E); (f) [_] An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F); (g) [_] A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G); (h) [_] A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act; (i) [_] A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act; (j) [_] Group, in accordance with Rule 13d-1(b)(1)(ii)(J). CUSIP NO. 882491103 13G PAGE 4 OF 6 PAGES - ------------------------------------------------------------------------------- If this statement is filed pursuant to Rule 13d-1(c), check this box. [_] Item 4. Ownership. (a) Amount Beneficially Owned: High Rock Capital LLC was the record owner of -0- shares as of December 31, 2001. (b) Percent of Class: 0.0% (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: -0- shares (ii) shared power to vote or to direct the vote: -0- shares (iii) sole power to dispose or to direct the disposition of: -0- shares (iv) shared power to dispose or to direct the disposition of: -0- shares HRC expressly disclaims beneficial ownership of any shares of Texas Instruments, Inc. Item 5. Ownership of Five Percent or Less of a Class. If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [ X ]. Item 6. Ownership of More than Five Percent on Behalf of Another Person. Not applicable. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company. Not applicable. Item 8. Identification and Classification of Members of the Group. Not applicable. Item 9. Notice of Dissolution of Group. Not applicable. Item 10. Certifications. By signing below I certify that, to the best of my knowledge and belief, CUSIP NO. 882491103 13G PAGE 5 OF 6 PAGES - ------------------------------------------------------------------------------- the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. CUSIP NO. 882491103 13G PAGE 6 OF 6 PAGES - ------------------------------------------------------------------------------- SIGNATURES After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: February 12, 2002 HIGH ROCK CAPITAL LLC By: High Rock Capital LLC By: /s/ David L. Diamond ------------------------------------------ David L. Diamond, President -----END PRIVACY-ENHANCED MESSAGE-----